Tens of millions of American households rely on the financial industry to provide investment and related financial advice that is in their best interest. The requirement that the industry recommend financial products that serve retail investors’ interests ahead of their own is stipulated in the Security and Exchange Commission’s (SEC) 2019 Best Interest Regulation (Reg BI).
Is Wall Street Meeting the SEC's Rule (Reg BI) to Act in the Retail Investor's Best Interest? Print
Modified on: Fri, 19 Dec, 2025 at 9:12 AM
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